The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes.
Posts about Sec
    • Tweet Directly Via Bloomberg Terminal

      Bloomberg announced Wednesday that Bloomberg Professional subscribers can now tweet directly via their Bloomberg Terminals. Bloomberg Professional’s new SOCIAL tool allows compliance officers to grant permission to individual users to post to Twitter via chat service Instant Bloomberg while monitoring that Twitter activity to ensure that it falls within guidelines on social me ...

      David Cohen/ Inside Facebookin Twitter- 11 readers -
    • Snap Inc. Names Banks to Lead IPO (Report)

      While Snapchat parent company Snap Inc. has yet to officially announce an initial public offering, it reportedly notified Morgan Stanley and Goldman Sachs Group that they will lead the IPO, which could take place as soon as March. Sarah Frier and Alex Barinka of Bloomberg News reported the selections, adding that JPMorgan Chase, Deutsche Bank, Allen & Co., Barclays ...

      David Cohen/ Inside Facebook- 7 readers -
  • Twitter Names Two New Board Members

    … members are: Currie, president of Currie Capital and former chief financial officer of Netscape. Chernin, currently chairman and CEO of The Chernin Group and former president and chief operating officer at News Corp. According to the New York Post, Twitter had attempted to add some Hollywood to its board of directors, speaking with Mandalay Entertainment chairman and CEO Peter Guber and television producer Shonda Rhimes, but neither one panned out. Readers: What do you think of the changes to Twitter’s board? …

    David Cohen/ AllTwitterin Social Twitter- 27 readers -
  • Facebook Catches March Madness

    … Facebook is embracing March Madness, with temporary custom frames for profile pictures for teams in the 2016 NCAA Men’s Division I Basketball Championship tournament highlighting its efforts. The social network said it worked with the NCAA’s social media and digital team to design the custom frames, and fans can search for their teams here…

    David Cohen/ AllTwitterin Social Facebook- 17 readers -
  • STUDY: Fortune 100 Social Compliance Issues

    … (e.g. malware, scams, phishing) and acceptable use (profanity, hate, intolerance, etc.). Content policy should consider both brand employee and public commenter communications. Content policy may vary for different account types (SEC disclosure accounts, etc.) Publishing workflow: Define the publishing process employees are expected to use…

    David Cohen/ Inside Facebookin Social Twitter- 7 readers -
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