Sec

The U.S. Securities and Exchange Commission (SEC) is an agency of the United States federal government. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes–Oxley Act of 2002, and other statutes.
Posts about Sec
  • Snap Inc. Files for IPO (Report)

    … Did a Snapbot make a surprise appearance at Securities and Exchange Commission headquarters, or did Snapchat parent Snap Inc. file its initial public offering documents via a more traditional courier? Lauren Hirsch, Liana B. Baker and Matthew Toole of Reuters reported that Snap Inc. secretly filed for an IPO at some point before Election Day…

    David Cohen/ AllFacebookin Facebook- 8 readers -
  • Snap Inc. Names Banks to Lead IPO (Report)

    … While Snapchat parent company Snap Inc. has yet to officially announce an initial public offering, it reportedly notified Morgan Stanley and Goldman Sachs Group that they will lead the IPO, which could take place as soon as March. Sarah Frier and Alex Barinka of Bloomberg News reported the selections, adding that JPMorgan Chase, Deutsche Bank…

    David Cohen/ Inside Facebook- 7 readers -
  • Tweet Directly Via Bloomberg Terminal

    … Bloomberg announced Wednesday that Bloomberg Professional subscribers can now tweet directly via their Bloomberg Terminals. Bloomberg Professional’s new SOCIAL tool allows compliance officers to grant permission to individual users to post to Twitter via chat service Instant Bloomberg while monitoring that Twitter activity to ensure that it falls…

    David Cohen/ Inside Facebookin Twitter- 12 readers -
  • Twitter Names Two New Board Members

    … By David Cohen on Apr. 11, 2016 - 12:00 PM The board of directors at Twitter has a different look, as Hugh Johnston and Martha Lane Fox are in, replacing Peter Currie and Peter Chernin. Twitter announced the changes to its board in a Form 8-K it filed with the Securities and Exchange Commission last week, saying that they will take effect…

    David Cohen/ AllTwitterin Social Twitter- 29 readers -
  • Facebook Catches March Madness

    … Facebook is embracing March Madness, with temporary custom frames for profile pictures for teams in the 2016 NCAA Men’s Division I Basketball Championship tournament highlighting its efforts. The social network said it worked with the NCAA’s social media and digital team to design the custom frames, and fans can search for their teams here…

    David Cohen/ AllTwitterin Social Facebook- 21 readers -
  • STUDY: Fortune 100 Social Compliance Issues

    … Z from the Federal Financial Institutions Examination Council, Federal Trade Commission regulations on sweepstakes and regulation FD from the Securities and Exchange Commission. Financial-services firms, which make up 21 of the Fortune 100, accounted for more than 5,000 incidents, or more than 250 each. Food and Drug Administration adverse drug…

    David Cohen/ Inside Facebookin Social Twitter- 9 readers -
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